ATTENTION: Important information for checks issued with a date of 9/21/18 or after.

Please be advised that pursuant to the Plan of Distribution, the check reissuance and check cashing period is soon coming to a close. Please note the following cut-off dates.

Warning: The Fair Fund bank account will be closed after 3/15/19 and checks will be bounced if not presented timely. Your bank will likely charge your account a bounce fee for presenting a check after the stale date. You will be solely responsible for any fees your bank charges you for presenting a stale dated check(s).

NOTE: There are no exceptions to the above procedural dates. If you have a check and need to have it replaced or reissued please contact us immediately. If you do not need assistance please cash or otherwise negotiate your payment immediately.


SEC Administrative Proceeding BNY Mellon Securities LLC

SEC Administrative Proceeding Mark Shaw

SEC Notice of Proposed Plan OF Distribution and Opportunity for Comment

BNY Mellon Securities and Mark Shaw Modified Plan of Distribution

Statement to Eligible Investors
Mellon Securities Fair Fund Statement To Eligible Investors