Links/Documents

SEC Administrative Proceeding BNY Mellon Securities LLC
http://www.sec.gov/litigation/admin/2011/34-63724.pdf

SEC Administrative Proceeding Mark Shaw
http://www.sec.gov/litigation/admin/2011/33-9174.pdf

SEC Notice of Proposed Plan OF Distribution and Opportunity for Comment
http://www.sec.gov/litigation/admin/2013/34-68796.pdf

BNY Mellon Securities and Mark Shaw Modified Plan of Distribution
http://www.sec.gov/litigation/admin/2014/34-71638-mdp.pdf

Statement to Eligible Investors
Mellon Securities Fair Fund Statement To Eligible Investors