ATTENTION: Important information for checks issued with a date of 9/21/18 or after.

Please be advised that pursuant to the Plan of Distribution, the check reissuance and check cashing period is soon coming to a close. Please note the following cut-off dates.

Warning: The Fair Fund bank account will be closed after 3/15/19 and checks will be bounced if not presented timely. Your bank will likely charge your account a bounce fee for presenting a check after the stale date. You will be solely responsible for any fees your bank charges you for presenting a stale dated check(s).

NOTE: There are no exceptions to the above procedural dates. If you have a check and need to have it replaced or reissued please contact us immediately. If you do not need assistance please cash or otherwise negotiate your payment immediately.

Links/Documents

SEC Administrative Proceeding BNY Mellon Securities LLC
http://www.sec.gov/litigation/admin/2011/34-63724.pdf

SEC Administrative Proceeding Mark Shaw
http://www.sec.gov/litigation/admin/2011/33-9174.pdf

SEC Notice of Proposed Plan OF Distribution and Opportunity for Comment
http://www.sec.gov/litigation/admin/2013/34-68796.pdf

BNY Mellon Securities and Mark Shaw Modified Plan of Distribution
http://www.sec.gov/litigation/admin/2014/34-71638-mdp.pdf

Statement to Eligible Investors
Mellon Securities Fair Fund Statement To Eligible Investors